Legal
AML & KYC policy
Our approach to anti-money laundering, client identification, sanctions screening and ongoing monitoring.
This page is a structural placeholder. Final wording is owned by Compliance and will be published from the Regulatory Data Room.
1.Policy statement
Placeholder: commitment to preventing money laundering and terrorist financing.
2.Client identification
Placeholder: identity, address and source-of-funds verification requirements.
3.Enhanced due diligence
Placeholder: circumstances requiring additional checks, including politically exposed persons.
4.Restricted jurisdictions
Placeholder: Compliance maintains a restricted jurisdictions list; access is unavailable to residents of those countries.
5.Sanctions screening
Placeholder: screening at onboarding and on an ongoing basis.
6.Ongoing monitoring
Placeholder: transaction monitoring and periodic review of client records.
7.Reporting
Placeholder: internal escalation and reporting to the relevant authorities.
8.Record keeping
Placeholder: retention of verification records for the required period.